Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF29 Significant management (5 Feb 2015 to 23 Apr 2015)
    • CF1 Director (21 Dec 2011 to 5 Feb 2015)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • CF29 Significant management (5 Feb 2015 to 23 Apr 2015)
    • CF1 Director (21 Dec 2011 to 5 Feb 2015)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF29 Significant management (1 Sep 2009 to 30 Jun 2010)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF1 Director (4 Mar 2009 to 7 Apr 2010)
    • CF3 Chief Executive (4 Mar 2009 to 7 Apr 2010)
    • CF8 Apportionment and Oversight (4 Mar 2009 to 31 Mar 2009)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF8 Apportionment and Oversight (4 Mar 2009 to 7 Apr 2010)
    • CF1 Director (4 Mar 2009 to 7 Apr 2010)
    • CF3 Chief Executive (4 Mar 2009 to 7 Apr 2010)
    • CF29 Significant management (31 Dec 2007 to 31 Mar 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (16 Jan 2009 to 30 Jun 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (16 Jan 2009 to 30 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.