Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Client dealing (1 Jan 2021 to 1 Nov 2021)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Nov 2021)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF30 Customer (7 Jan 2016 to 6 Jul 2017)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • CF21 Investment Adviser (25 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Oct 2002 to 25 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.