Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Jan 2021 to 1 Nov 2021)
- [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Nov 2021)
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- CF30 Customer (7 Jan 2016 to 6 Jul 2017)
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- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (25 Nov 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Oct 2002 to 25 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.