Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (10)Employed By (2 Sep 2021 to 17 Apr 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Apr 2023)
- CF30 Customer (12 Apr 2018 to 17 Apr 2023)
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- Employed By (25 Oct 2017 to 13 Feb 2018)
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- CF30 Customer (5 Jun 2017 to 20 Oct 2017)
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- Employed By (19 Aug 2013 to 13 Dec 2013)
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- CF30 Customer (19 May 2009 to 30 Dec 2013)
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- Employed By (19 May 2009 to 30 Dec 2013)
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- Employed By (10 Apr 2006 to 17 Jul 2009)
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- Employed By (23 Nov 2005 to 17 Apr 2023)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Finli (IPWM) Limited
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controlled function added: (10)Employed By at Finli (IPWM) Limited