John Thomas Rushbrooke

• M&G ADVICE PARTNERS LIMITED

  FRN 584256

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2021)
  • CF1 Director (AR) (since 16 Apr 2021)
  • CF30 Customer (since 16 Apr 2021)
  • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 31 May 2021)
  • [FCA CF] Client dealing (13 Aug 2020 to 31 May 2021)
  • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
• Viking Financial Planning Ltd

  FRN 943884

  • (1)Employed By (since 16 Apr 2021)
• Four Oaks Financial Services Limited (no longer approved here)

  FRN 616095

  • (17)Employed By (19 Feb 2015 to 7 Sep 2017)
• Moore & York Financial Services Ltd (no longer approved here)

  FRN 215062

  • (16)Employed By (24 Sep 2013 to 8 Dec 2019)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (24 Sep 2013 to 7 Sep 2017)
• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • CF30 Customer (27 Jun 2011 to 30 Sep 2012)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (1 Nov 2007 to 10 Jun 2011)
  • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
• Birmingham Midshires Financial Services Limited (no longer approved here)

  FRN 169484

  • Employed By (7 Apr 2003 to 28 Oct 2005)
• Elevate Portfolio Services Limited (no longer approved here)

  FRN 144849

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)

No changes recorded yet.