Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Gareth Morgan

    IRN SGM01120

    • (3616)CF10 Compliance Oversight (8 Jul 2017 to 19 Dec 2017)
  • Simon Gerald Hardstaff

    IRN SXH01525

    • (3321)CF21 Investment Adviser (17 Dec 2003 to 17 Jan 2005)
    • (3320)CF22 Investment Adviser (Trainee) (29 Nov 2002 to 17 Dec 2003)
  • Simon Hedley William Cutler

    IRN SHC01035

    • (3216)CF21 Investment Adviser (31 Jul 2003 to 11 Nov 2005)
    • (3215)CF22 Investment Adviser (Trainee) (24 Apr 2002 to 31 Jul 2003)
  • Simon Hew Williams

    IRN SHW00013

    • (1345)CF1 Director (AR) (12 Sep 2003 to 8 Jun 2005)
    • (1344)CF4 Partner (AR) (1 Dec 2001 to 12 Sep 2003)
  • Simon Howard Holdsworth

    IRN SHH01024

    • (2019)CF1 Director (AR) (19 Mar 2007 to 1 Jul 2007)
    • (2018)CF21 Investment Adviser (20 May 2003 to 1 Jul 2007)
    • (2017)CF22 Investment Adviser (Trainee) (3 Dec 2002 to 20 May 2003)
  • Simon James Brown

    IRN SJB00182

    • (3433)CF21 Investment Adviser (3 Mar 2003 to 25 Sep 2004)
    • (3432)CF22 Investment Adviser (Trainee) (28 Jun 2002 to 3 Mar 2003)
  • Simon James Frazer

    IRN SJF00034

    • (1519)CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • (1521)CF21 Investment Adviser (15 Jun 2005 to 31 Oct 2007)
    • (1520)CF22 Investment Adviser (Trainee) (25 Jan 2005 to 15 Jun 2005)
  • Simon James Poucher

    IRN SJP00066

    • (986)CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • (987)CF21 Investment Adviser (19 Dec 2005 to 31 Oct 2007)
  • Simon John Dickinson

    IRN SJD00075

    • (1195)CF21 Investment Adviser (30 Nov 2005 to 14 Jul 2006)
    • (1194)CF22 Investment Adviser (Trainee) (10 May 2005 to 30 Nov 2005)
  • Simon John Philp

    IRN SJP00022

    • (29)Responsible for Insurance Mediation (29 Jan 2010 to 14 Sep 2010)
    • (30)CF29 Significant management (1 Nov 2007 to 14 Sep 2010)
    • (31)CF16 Significant Mgt (Desgntd Investment Business) (17 Jan 2005 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3619)SMF2 Chief Finance

  2. controlled function added: (3618)SMF3 Executive Director

  3. controlled function added: (3617)Responsible for Insurance Distribution

  4. controlled function added: (3616)CF10 Compliance Oversight

  5. controlled function added: (3615)CF4 Partner (AR)

  6. controlled function added: (3614)[FCA CF] Significant management

  7. controlled function added: (3613)[FCA CF] Manager of certification employee

  8. controlled function added: (3612)SMF18 Other Overall Responsibility

  9. controlled function added: (3611)SMF2 Chief Finance

  10. controlled function added: (3610)SMF3 Executive Director

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