Simon Howard Holdsworth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (29 Sep 2017 to 8 Dec 2019)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (AR) (19 Mar 2007 to 1 Jul 2007)
    • CF21 Investment Adviser (20 May 2003 to 1 Jul 2007)
    • CF22 Investment Adviser (Trainee) (3 Dec 2002 to 20 May 2003)
  • Hall & Partners Wealth Management Ltd (no longer approved here)

    FRN 220588

    • Employed By (14 Dec 2004 to 8 Dec 2019)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (20 May 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (3 Dec 2002 to 20 May 2003)
  • Bluewater Asset Management Ltd (no longer approved here)

    FRN 220952

    • Employed By (3 Dec 2002 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.