Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (9 Mar 2010 to 28 Oct 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (17 Jul 2009 to 21 Jan 2010)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Aug 2006 to 10 Apr 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (30 Nov 2005 to 14 Jul 2006)
    • CF22 Investment Adviser (Trainee) (10 May 2005 to 30 Nov 2005)
  • Reeds Rains Limited (no longer approved here)

    FRN 160170

    • (53)Employed By (17 Apr 2001 to 13 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (53)Employed By at Reeds Rains Limited