Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (9 Mar 2010 to 28 Oct 2011)
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- CF30 Customer (17 Jul 2009 to 21 Jan 2010)
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- CF30 Customer (1 Nov 2007 to 8 Aug 2008)
- CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Aug 2006 to 10 Apr 2007)
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- CF21 Investment Adviser (30 Nov 2005 to 14 Jul 2006)
- CF22 Investment Adviser (Trainee) (10 May 2005 to 30 Nov 2005)
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- (53)Employed By (17 Apr 2001 to 13 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (53)Employed By at Reeds Rains Limited