Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Wrap UK Limited
FRN 231530
- SMF4 Chief Risk (since 9 Dec 2019)
- CF28 Systems and controls (14 Aug 2018 to 8 Dec 2019)
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Aviva Pension Trustees UK Limited
FRN 465132
- SMF4 Chief Risk (since 9 Dec 2019)
- CF28 Systems and controls (14 Aug 2018 to 8 Dec 2019)
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Aviva Investment Solutions UK Limited
FRN 515334
- SMF4 Chief Risk (since 9 Dec 2019)
- CF28 Systems and controls (14 Aug 2018 to 8 Dec 2019)
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- [FCA CF] Significant management (10 Dec 2018 to 20 Oct 2022)
- CF10 Compliance Oversight (22 Jul 2014 to 18 Sep 2015)
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- [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2019)
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- [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2019)
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- [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2019)
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- CF10 Compliance Oversight (8 Jul 2017 to 19 Dec 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.