Simon James Brown

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bright FS Limited

    FRN 841237

    • Employed By (since 2 May 2024)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 19 Feb 2009)
    • CF1 Director (AR) (19 Feb 2009 to 16 May 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (26 Mar 2003 to 25 Sep 2004)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (3 Mar 2003 to 25 Sep 2004)
    • CF22 Investment Adviser (Trainee) (28 Jun 2002 to 3 Mar 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (3 Mar 2003 to 25 Sep 2004)
    • CF22 Investment Adviser (Trainee) (28 Jun 2002 to 3 Mar 2003)
  • Staffordshire Financial Services Ltd (no longer approved here)

    FRN 210725

    • Employed By (28 Jun 2002 to 25 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.