Simon Hedley William Cutler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W&T Limited

    FRN 439620

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 13 Dec 2022)
    • SMF3 Executive Director (since 13 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Jul 2013 to 8 Dec 2019)
  • INVEST SOUTHWEST LIMITED (no longer approved here)

    FRN 469547

    • CF30 Customer (1 Nov 2007 to 19 Jul 2013)
    • Responsible for Insurance Mediation (1 Aug 2007 to 1 Aug 2012)
    • CF1 Director (1 Aug 2007 to 28 May 2013)
    • CF11 Money Laundering Reporting (1 Aug 2007 to 1 Aug 2012)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (31 Jul 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (24 Apr 2002 to 31 Jul 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (31 Jul 2003 to 11 Nov 2005)
    • CF22 Investment Adviser (Trainee) (24 Apr 2002 to 31 Jul 2003)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (24 Apr 2002 to 9 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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