Astute Private Wealth Limited

Date authorised
1 April 2013
Companies House
07332110
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    Vista Building
    St David's Park
    Ewloe
    Flintshire
    CH5 3DT
    UNITED KINGDOM
    Phone
    +441244660793
    Web
    https://www.astuteprivatewealth.co.uk

  • Complaints Contact

    2nd Floor
    Vista Building
    St David's Park
    Ewloe
    Flintshire
    CH5 3DT
    UNITED KINGDOM
    Phone
    +441244660793

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Customer

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Thomas

    IRN DWT00004

    • Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 3 Feb 2025)
    • [FCA CF] Client dealing (1 Jun 2020 to 3 Feb 2025)
    • CF1 Director (AR) (5 May 2020 to 4 Feb 2025)
    • CF30 Customer (5 May 2020 to 3 Feb 2025)
  • Donna Parker

    IRN DMR01144

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Apr 2018 to 8 Dec 2019)
  • Elliot Unsworth

    IRN EXU01035

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Apr 2022)
    • [FCA CF] Client dealing (since 19 Apr 2022)
  • Emma Goldsmith

    IRN EXG01256

    • [FCA CF] Manager of certification employee (since 23 Apr 2025)
  • George Middlehurst

    IRN GXM00160

    • [FCA CF] Client dealing (30 Nov 2021 to 8 Feb 2023)
    • [FCA CF] Functions requiring qualifications (10 Dec 2020 to 8 Feb 2023)
  • Gregory Thomas Milton Winter

    IRN GTW01028

    • CF30 Customer (18 Jan 2017 to 30 Jan 2018)
  • Helen Ralphs Webb

    IRN HXR45389

    • [FCA CF] Manager of certification employee (since 22 Apr 2021)
  • Jane Louise Butcher

    IRN JLA00009

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Apr 2025)
  • Joanne Louise Lawrenson

    IRN JXS50540

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Sep 2023)
  • John Lee

    IRN JGL01076

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 3 Mar 2014)
    • [FCA CF] Manager of certification employee (14 Apr 2025 to 9 Oct 2025)
    • CF30 Customer (2 Feb 2011 to 19 Apr 2023)
    • CF1 Director (2 Feb 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Feb 2011 to 30 Sep 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.