John Lee

• Astute Private Wealth Limited

  FRN 531465

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (since 3 Mar 2014)
  • [FCA CF] Manager of certification employee (14 Apr 2025 to 9 Oct 2025)
  • CF1 Director (2 Feb 2011 to 8 Dec 2019)
  • CF30 Customer (2 Feb 2011 to 19 Apr 2023)
  • Responsible for Insurance Mediation (2 Feb 2011 to 30 Sep 2018)
• Astute Investment Management Ltd

  FRN 842580

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2022)
  • SMF3 Executive Director (since 2 Jan 2020)
• Astute Wealth Services Ltd

  FRN 911751

  • Employed By (since 2 Jul 2020)
• WTK Solloway Financial Planning Limited (no longer approved here)

  FRN 136901

  • Employed By (2 Jul 2020 to 9 Nov 2022)
• Bache Financial Services Limited (no longer approved here)

  FRN 179619

  • Employed By (3 Mar 2014 to 15 Mar 2018)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF1 Director (AR) (3 Apr 2009 to 9 Aug 2010)
• PFPS Wealth Management Ltd (no longer approved here)

  FRN 498517

  • (10)Employed By (3 Apr 2009 to 9 Aug 2010)

No changes recorded yet.