Astute Investment Management Ltd

• Principal Place of Business

  5th Floor, 4 St. Pauls Square

  Liverpool

  Merseyside

  L3 9SJ

  UNITED KINGDOM

  Phone

  +441513320175

  Web

  https://astuteprivatewealth.co.uk/astute-investment-management/

• Complaints Contact

  2nd Floor

  Vista Building

  St. David's Park

  Ewloe

  Flintshire

  CH5 3DT

  UNITED KINGDOM

  Phone

  +441244660793

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrew Neale

  IRN ANN00002

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2022)
  • SMF3 Executive Director (since 2 Jan 2020)
• John Lee

  IRN JGL01076

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2022)
  • SMF3 Executive Director (since 2 Jan 2020)
• Nathan Chan

  IRN NXC00510

  • 14. Managing investments
  • [FCA CF] Client dealing (since 6 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2026)
• Neil Coleman

  IRN NXC00033

  • SMF3 Executive Director (since 2 Jan 2020)
• Neil Ransome

  IRN NTR01012

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jan 2020)
  • SMF16 Compliance Oversight (since 2 Jan 2020)
  • SMF3 Executive Director (since 2 Jan 2020)
• Paul Kelly

  IRN PXK00119

  • SMF3 Executive Director (since 5 May 2021)
• Richard Brocklehurst

  IRN RFB01046

  • SMF3 Executive Director (since 2 Jan 2020)
• Scott Michael Osborne

  IRN SMO01060

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 6 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 10 Sep 2020)
  • [FCA CF] Client dealing (since 10 Sep 2020)

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