Andrew Neale

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astute Private Wealth Limited

    FRN 531465

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 9 Oct 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 3 Mar 2014)
    • [FCA CF] Manager of certification employee (16 Aug 2022 to 14 Apr 2025)
    • CF1 Director (2 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2011 to 19 Apr 2023)
  • Astute Investment Management Ltd

    FRN 842580

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 16 Nov 2022)
    • SMF3 Executive Director (since 2 Jan 2020)
  • Astute Wealth Services Ltd

    FRN 911751

    • Employed By (since 2 Jul 2020)
  • WTK Solloway Financial Planning Limited (no longer approved here)

    FRN 136901

    • Employed By (2 Jul 2020 to 9 Nov 2022)
  • Bache Financial Services Limited (no longer approved here)

    FRN 179619

    • Employed By (3 Mar 2014 to 15 Mar 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 15 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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