Neil Coleman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astute Private Wealth Limited

    FRN 531465

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 16 Aug 2022)
    • SMF3 Executive Director (since 1 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (20 Sep 2016 to 18 Aug 2022)
    • CF30 Customer (5 Jul 2016 to 18 Aug 2022)
  • Astute Investment Management Ltd

    FRN 842580

    • SMF3 Executive Director (since 2 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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