Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Astute Private Wealth Limited
FRN 531465
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 19 Apr 2022)
- [FCA CF] Client dealing (since 19 Apr 2022)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 13 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2020 to 13 Sep 2021)
- CF30 Customer (1 Apr 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.