Astute Private Wealth Limited

Date authorised
1 April 2013
Companies House
07332110
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    Vista Building
    St David's Park
    Ewloe
    Flintshire
    CH5 3DT
    UNITED KINGDOM
    Phone
    +441244660793
    Web
    https://www.astuteprivatewealth.co.uk

  • Complaints Contact

    2nd Floor
    Vista Building
    St David's Park
    Ewloe
    Flintshire
    CH5 3DT
    UNITED KINGDOM
    Phone
    +441244660793

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Customer

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Paul McKinney

    IRN JPM01187

    • CF30 Customer (12 May 2014 to 8 Dec 2019)
  • Judith Louise Morris-Stephan

    IRN JLM00025

    • CF1 Director (AR) (6 Jan 2014 to 3 Mar 2014)
    • CF30 Customer (6 Jan 2014 to 1 Mar 2015)
  • Julie Helen Donnelly

    IRN JHC01107

    • [FCA CF] Manager of certification employee (16 Jul 2020 to 17 Nov 2020)
  • Karen Haddow

    IRN KEH01041

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2020)
    • CF1 Director (AR) (15 Sep 2016 to 1 Oct 2017)
    • CF30 Customer (5 Jul 2016 to 6 Oct 2020)
  • Karen Jane Lee

    IRN KJH00028

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2025)
    • CF30 Customer (13 Aug 2018 to 8 Dec 2019)
  • Katie Rosser

    IRN KXR00274

    • [FCA CF] Manager of certification employee (16 Mar 2023 to 8 Jan 2026)
  • Kevin Duckworth

    IRN KGD00004

    • CF30 Customer (18 Jan 2020 to 14 Mar 2022)
    • [FCA CF] Client dealing (18 Jan 2020 to 14 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (18 Jan 2020 to 14 Mar 2022)
    • CF1 Director (AR) (18 Jan 2020 to 27 Jan 2022)
  • Lee Anthony Gould

    IRN LAG00012

    • [FCA CF] Functions requiring qualifications (13 Feb 2023 to 7 Mar 2025)
    • [FCA CF] Client dealing (13 Feb 2023 to 7 Mar 2025)
  • Lynden Michael Hinks-Edwards

    IRN LMH01103

    • CF30 Customer (15 Dec 2015 to 7 Feb 2018)
  • Mark Ditchfield

    IRN MXD00607

    • [FCA CF] Functions requiring qualifications (2 Mar 2023 to 29 Jul 2025)
    • [FCA CF] Client dealing (2 Mar 2023 to 29 Jul 2025)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.