Gregory Thomas Milton Winter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rathbones Investment Management Limited
FRN 116316
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 14 Mar 2022)
HW Financial Services Limited (no longer approved here)
FRN 134190
- [FCA CF] Client dealing (4 Aug 2020 to 28 Feb 2022)
- [FCA CF] Functions requiring qualifications (4 Aug 2020 to 28 Feb 2022)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- [FCA CF] Client dealing (4 Aug 2020 to 28 Feb 2022)
- [FCA CF] Functions requiring qualifications (4 Aug 2020 to 28 Feb 2022)
Verso Wealth Management Limited (no longer approved here)
FRN 153871
- CF30 Customer (29 Mar 2018 to 8 Dec 2019)
Astute Private Wealth Limited (no longer approved here)
FRN 531465
- CF30 Customer (18 Jan 2017 to 30 Jan 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.