David Thomas

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astute Private Wealth Limited (no longer approved here)

    FRN 531465

    • Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 3 Feb 2025)
    • [FCA CF] Client dealing (1 Jun 2020 to 3 Feb 2025)
    • CF1 Director (AR) (5 May 2020 to 4 Feb 2025)
    • CF30 Customer (5 May 2020 to 3 Feb 2025)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jul 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
    • CF1 Director (AR) (29 Jan 2014 to 31 Jul 2020)
    • CF30 Customer (9 Sep 2013 to 31 Jul 2020)
  • Axys Investment Management Ltd (no longer approved here)

    FRN 595519

    • Employed By (29 Jan 2014 to 4 Feb 2025)
  • Stonebridge Financial Management Limited (no longer approved here)

    FRN 506586

    • (1)Employed By (9 Sep 2013 to 26 Apr 2018)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
    • CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Aug 2006 to 4 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.