Aspire Wealth Management Limited

• Principal Place of Business

  39 York Place

  Edinburgh

  Edinburgh, City Of

  EH1 3HP

  UNITED KINGDOM

  Phone

  +447435139835

  Web

  https://www.aspireifa.co.uk

• Complaints Contact

  39 York Place

  Edinburgh

  Edinburgh, City Of

  EH1 3HP

  UNITED KINGDOM

  Phone

  +447435139835

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander MacLean

  IRN AXM00003

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Dec 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Aug 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Aug 2021)
  • SMF3 Executive Director (9 Dec 2019 to 6 Aug 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 6 Aug 2021)
  • CF10 Compliance Oversight (3 Jun 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jun 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Oct 2006 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (2 Oct 2006 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (2 Oct 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
  • CF1 Director (2 Oct 2006 to 8 Dec 2019)
• Alistair Neil Stewart

  IRN ANS00006

  • CF30 Customer (20 Feb 2008 to 30 Dec 2008)
• Alkarim Sarfaraz Parpia

  IRN ASP01068

  • SMF3 Executive Director (since 23 Aug 2021)
• David Robert Clark Haddow

  IRN DRH01113

  • CF21 Investment Adviser (2 Oct 2006 to 3 May 2007)
  • CF11 Money Laundering Reporting (2 Oct 2006 to 3 May 2007)
  • CF10 Compliance Oversight (2 Oct 2006 to 3 May 2007)
  • CF1 Director (2 Oct 2006 to 3 May 2007)
• David Traill Stoddart

  IRN DTS00004

  • CF30 Customer (4 Aug 2009 to 30 Jun 2011)
• Dhawal Vasant Chandan

  IRN DXC01769

  • SMF3 Executive Director (since 6 Aug 2021)
  • SMF16 Compliance Oversight (6 Aug 2021 to 18 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Aug 2021 to 18 Mar 2026)
  • Responsible for Insurance Distribution (6 Aug 2021 to 18 Mar 2026)
• Diane Roberta Maclean

  IRN DRM01162

  • CF2 Non Executive Director (2 Oct 2006 to 8 Dec 2019)
• Gordon Philip Colville

  IRN GPC01061

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
  • [FCA CF] Client dealing (since 16 Apr 2021)
• Jennifer Isabel Bolling

  IRN JIB01029

  • [FCA CF] Manager of certification employee (since 23 Apr 2021)
• Nicole Armstrong

  IRN NXA01335

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Mar 2026)
  • SMF16 Compliance Oversight (since 18 Mar 2026)
  • Responsible for Insurance Distribution (since 18 Mar 2026)
  • SMF3 Executive Director (since 21 Oct 2021)

No changes recorded yet.