David Robert Clark Haddow

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gilson Gray Financial Limited (no longer approved here)
FRN 628199
- (18)Employed By (16 Mar 2023 to 25 Sep 2023)
RS Robertson & Co (Pensions & Investments) Ltd (no longer approved here)
FRN 125445
- (5)Employed By (13 Oct 2021 to 25 Sep 2023)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Sep 2023)
- CF30 Customer (8 Jul 2016 to 25 Sep 2023)
David Haddow (no longer approved here)
FRN 749413
- Employed By (8 Jul 2016 to 25 Sep 2023)
Aspire Wealth Management Limited (no longer approved here)
FRN 456262
- CF11 Money Laundering Reporting (2 Oct 2006 to 3 May 2007)
- CF21 Investment Adviser (2 Oct 2006 to 3 May 2007)
- CF10 Compliance Oversight (2 Oct 2006 to 3 May 2007)
- CF1 Director (2 Oct 2006 to 3 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.