Alkarim Sarfaraz Parpia

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atholl Scott Financial Services Limited

    FRN 136917

    • SMF3 Executive Director (since 13 Mar 2024)
  • Aspire Wealth Management Limited

    FRN 456262

    • SMF3 Executive Director (since 23 Aug 2021)
  • Just Financial Group Ltd

    FRN 739938

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Jul 2021)
    • CF30 Customer (since 16 Jun 2021)
    • CF1 Director (AR) (since 16 Jun 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (25 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (11 Jul 2017 to 8 Dec 2019)
  • Bright Rivers Wealth Management Ltd

    FRN 950903

    • Employed By (since 16 Jun 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (4 Jul 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (12 Dec 2007 to 4 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

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