Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Just Financial Group Ltd
FRN 739938
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2024)
- Responsible for Insurance Distribution (since 15 Mar 2024)
- SMF16 Compliance Oversight (since 15 Mar 2024)
- [FCA CF] Manager of certification employee (6 Jan 2020 to 2 Dec 2024)
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Aspire Wealth Management Limited
FRN 456262
- [FCA CF] Manager of certification employee (since 23 Apr 2021)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 19 Dec 2019)
- CF11 Money Laundering Reporting (27 Feb 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (20 Dec 2017 to 8 Dec 2019)
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- CF10 Compliance Oversight (2 Mar 2015 to 19 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.