Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2024)
    • Responsible for Insurance Distribution (since 15 Mar 2024)
    • SMF16 Compliance Oversight (since 15 Mar 2024)
    • [FCA CF] Manager of certification employee (6 Jan 2020 to 2 Dec 2024)
    • [FCA CF] Manager of certification employee (since 23 Apr 2021)
  • INTELLIGENT PENSIONS LIMITED (no longer approved here)

    FRN 186250

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Dec 2019)
    • CF11 Money Laundering Reporting (27 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Dec 2017 to 8 Dec 2019)
  • Yorsipp Limited (no longer approved here)

    FRN 464198

    • CF10 Compliance Oversight (2 Mar 2015 to 19 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.