Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Atholl Scott Financial Services Limited
FRN 136917
- SMF3 Executive Director (since 13 Mar 2024)
-
Aspire Wealth Management Limited
FRN 456262
- SMF3 Executive Director (since 6 Aug 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (6 Aug 2021 to 18 Mar 2026)
- SMF16 Compliance Oversight (6 Aug 2021 to 18 Mar 2026)
- Responsible for Insurance Distribution (6 Aug 2021 to 18 Mar 2026)
-
Just Financial Group Ltd
FRN 739938
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (19 Jul 2021 to 14 Jan 2026)
- CF1 Director (AR) (12 Jul 2021 to 14 Jan 2026)
- CF30 Customer (12 Jul 2021 to 14 Jan 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 18 Mar 2024)
- Responsibility for MCD Intermediation (17 May 2017 to 4 Mar 2020)
- CF10 Compliance Oversight (15 Aug 2016 to 18 Nov 2019)
- CF1 Director (15 Aug 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Aug 2016 to 18 Nov 2019)
- Responsible for Insurance Mediation (15 Aug 2016 to 30 Sep 2018)
-
- (1)Employed By (12 Jul 2021 to 14 Jan 2026)
-
- CF30 Customer (11 Aug 2008 to 13 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.