Ascot Lloyd Limited

• Principal Place of Business

  Ascot Lloyd, 45 Church Street

  Birmingham

  Birmingham

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403454757500

  Web

  https://www.ascotlloyd.co.uk

• Complaints Contact

  Ascot Lloyd, 45 Church Street

  Birmingham

  Birmingham

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403454757500

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Wiliam Kidd

  IRN MWK00002

  • [FCA CF] Client dealing (23 Feb 2021 to 28 May 2022)
  • [FCA CF] Functions requiring qualifications (23 Feb 2021 to 28 May 2022)
  • CF30 Customer (30 May 2019 to 8 Dec 2019)
• Michael Andrew Knott

  IRN MAK00012

  • CF30 Customer (31 Dec 2018 to 8 Dec 2019)
• Michael Fowler

  IRN MJF00049

  • CF30 Customer (17 Oct 2013 to 18 Mar 2014)
• Michael Humphrey

  IRN MXH01186

  • [FCA CF] Significant management (27 Mar 2024 to 13 Sep 2025)
• Michael James Watson

  IRN MXW00039

  • [FCA CF] Functions requiring qualifications (1 Nov 2024 to 29 Oct 2025)
  • [FCA CF] Client dealing (1 Nov 2024 to 29 Oct 2025)
• Michael John Dodd

  IRN MXD00334

  • [FCA CF] Significant management (27 Apr 2021 to 21 Nov 2024)
• Michael Matthew Callaghan

  IRN MMC00002

  • [FCA CF] Functions requiring qualifications (16 Sep 2020 to 24 Dec 2020)
  • [FCA CF] Client dealing (16 Sep 2020 to 24 Dec 2020)
• Michael McAnulty

  IRN MXM00258

  • [FCA CF] Client dealing (1 Oct 2021 to 30 Apr 2023)
  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 30 Apr 2023)
• Michael Richard Palmer

  IRN MRP00039

  • [FCA CF] Client dealing (23 Feb 2021 to 6 May 2025)
  • [FCA CF] Functions requiring qualifications (23 Feb 2021 to 6 May 2025)
  • [FCA CF] Manager of certification employee (23 Feb 2021 to 6 May 2025)
  • [FCA CF] Significant management (23 Feb 2021 to 6 May 2025)
  • CF30 Customer (13 Dec 2017 to 8 Dec 2019)
• Michael Stephen Davies

  IRN MXD00358

  • [FCA CF] Client dealing (26 Mar 2021 to 31 Oct 2021)
  • [FCA CF] Functions requiring qualifications (26 Mar 2021 to 31 Oct 2021)

• Calculis Financial Planning Limited (no longer appointed)

  FRN 920209 · Appointed 1 Apr 2020 · Until 5 May 2020

• Fitzrovia Financial Services Limited (no longer appointed)

  FRN 196973 · Appointed 5 Jun 2019 · Until 30 Nov 2022

No changes recorded yet.