Michael Matthew Callaghan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westerby Investment Management Limited

    FRN 125286

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 4 Jan 2021)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (16 Sep 2020 to 24 Dec 2020)
    • [FCA CF] Client dealing (16 Sep 2020 to 24 Dec 2020)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Sep 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 12 Sep 2020)
    • CF21 Investment Adviser (19 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Oct 2002 to 19 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.