Michael Richard Palmer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Jun 2025)
    • [FCA CF] Client dealing (since 30 Jun 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (23 Feb 2021 to 6 May 2025)
    • [FCA CF] Significant management (23 Feb 2021 to 6 May 2025)
    • [FCA CF] Client dealing (23 Feb 2021 to 6 May 2025)
    • [FCA CF] Manager of certification employee (23 Feb 2021 to 6 May 2025)
    • CF30 Customer (13 Dec 2017 to 8 Dec 2019)
  • Tavistock Private Client Limited (no longer approved here)

    FRN 210782

    • CF30 Customer (17 Aug 2009 to 1 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.