Michael Fowler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 31 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
    • [FCA CF] Client dealing (since 31 Oct 2022)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (17 Oct 2013 to 18 Mar 2014)
  • Integrity Financial Solutions (no longer approved here)

    FRN 189047

    • Employed By (17 Feb 2000 to 28 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.