Michael Stephen Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Jun 2025)
    • CF30 Customer (since 28 Feb 2025)
  • Michael Davies

    FRN 1027974

    • (1)Employed By (since 28 Feb 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (26 Mar 2021 to 31 Oct 2021)
    • [FCA CF] Functions requiring qualifications (26 Mar 2021 to 31 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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