ASCOT LLOYD FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Ascot Lloyd

  45 Church Street

  Birmingham

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403454757500

• Complaints Contact

  Ascot Lloyd

  45 Church Street

  Birmingham

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403454757500

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Rowan

  IRN MJR00071

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
• Martin Terence Stirling

  IRN MTS01054

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
  • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
• Martin Young

  IRN MGY00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
  • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
• Matthew Crawshaw

  IRN MCC00033

  • [FCA CF] Manager of certification employee (28 Jun 2021 to 30 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
• Matthew David Hollyhead

  IRN MDH01122

  • [FCA CF] Functions requiring qualifications (31 Aug 2022 to 31 Oct 2023)
  • [FCA CF] Client dealing (31 Aug 2022 to 31 Oct 2023)
• Matthew Duncan Beddall

  IRN MDB00038

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
• Matthew James Greenhill

  IRN MJG01250

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Jun 2020)
  • [FCA CF] Client dealing (since 25 Jun 2020)
• Matthew Robert Vosper

  IRN MRV01020

  • CF30 Customer (1 Nov 2007 to 28 Feb 2014)
  • CF22 Investment Adviser (Trainee) (13 Mar 2007 to 31 Oct 2007)
• Melanie Jane Park

  IRN MJP01391

  • CF30 Customer (27 Dec 2013 to 9 Oct 2015)
• Melissa Rose

  IRN MXR15960

  • [FCA CF] Functions requiring qualifications (5 Sep 2022 to 1 Nov 2023)
  • [FCA CF] Client dealing (5 Sep 2022 to 1 Nov 2023)

No changes recorded yet.