Melissa Rose

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED

    FRN 197340

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Jul 2024)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Client dealing (5 Sep 2022 to 1 Nov 2023)
    • [FCA CF] Functions requiring qualifications (5 Sep 2022 to 1 Nov 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (19 May 2020 to 31 Jan 2022)
    • [FCA CF] Functions requiring qualifications (19 May 2020 to 31 Jan 2022)
    • CF30 Customer (14 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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