Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 25 Jun 2020)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jun 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2020)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (3 Feb 2014 to 15 Dec 2017)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (31 Jan 2005 to 22 Apr 2005)
    • CF22 Investment Adviser (Trainee) (5 Dec 2003 to 31 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.