Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (2 Mar 2012 to 29 Nov 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 30 Jan 2012)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Oct 2004 to 28 Feb 2005)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.