Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 14 Mar 2025)
- [FCA CF] Client dealing (since 14 Mar 2025)
- Appointed representative dealing with clients for which they require qualification (since 14 Mar 2025)
- CF30 Customer (since 13 Mar 2025)
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Professional Independent Wealth Advice Ltd
FRN 990284
- (2)Employed By (since 13 Mar 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
- CF30 Customer (30 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (3 Apr 2014 to 29 Nov 2019)
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- CF30 Customer (6 May 2009 to 14 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.