Ascencia Investment Management Limited

Date authorised
1 April 2013
Companies House
05010380
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 3.06 ARRIVE@ Tomorrow Building
    Media City
    Salford Quays
    Salford
    Greater Manchester
    M50 2AB
    UNITED KINGDOM
    Phone
    +441618868000
    Web
    https://www.ascenciaim.co.uk

  • Complaints Contact

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +441618868000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Andrew Adams

    IRN GAA01022

    • CF27 Investment Management (17 Dec 2004 to 15 Jul 2005)
  • Gregory Joseph McMahon

    IRN GJM01237

    • CF2 Non Executive Director (5 Apr 2016 to 15 Jun 2016)
  • Guy Peter Ellison Curry

    IRN GPC00028

    • CF10 Compliance Oversight (21 Mar 2012 to 14 Dec 2013)
    • CF1 Director (21 Mar 2012 to 14 Dec 2013)
    • CF11 Money Laundering Reporting (21 Mar 2012 to 14 Dec 2013)
    • CF2 Non Executive Director (23 Mar 2011 to 21 Mar 2012)
  • Jack Charles William Bennett

    IRN JCB01307

    • CF30 Customer (22 Nov 2013 to 22 Nov 2013)
  • James Bunby

    IRN JXB01671

    • CF30 Customer (4 Jan 2016 to 18 Dec 2017)
  • Jason Granite

    IRN JXG01444

    • CF1 Director (10 Aug 2011 to 15 Dec 2017)
    • CF3 Chief Executive (10 Aug 2011 to 15 Dec 2017)
    • CF30 Customer (10 Aug 2011 to 15 Dec 2017)
    • CF29 Significant management (10 Aug 2011 to 15 Dec 2017)
  • John Cromey

    IRN JXC00091

    • [FCA CF] Manager of certification employee (6 Jul 2021 to 31 Mar 2022)
  • Jordan Mercedes Rojano

    IRN JXR02033

    • CF30 Customer (21 Jul 2014 to 1 Jul 2015)
  • Joshua Martyn Rowe

    IRN JMR01247

    • CF30 Customer (17 Aug 2012 to 2 Dec 2013)
  • Julie Ann Dean

    IRN JAD01247

    • CF1 Director (6 Oct 2015 to 28 Jul 2017)
    • CF28 Systems and controls (6 Oct 2015 to 28 Jul 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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