Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Jan 2026)
  • Ascencia Investment Management Limited (no longer approved here)

    FRN 409409

    • CF30 Customer (10 Aug 2011 to 15 Dec 2017)
    • CF1 Director (10 Aug 2011 to 15 Dec 2017)
    • CF29 Significant management (10 Aug 2011 to 15 Dec 2017)
    • CF3 Chief Executive (10 Aug 2011 to 15 Dec 2017)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (15 Aug 2005 to 16 Mar 2007)
    • CF23 Corporate Finance Adviser (26 Jan 2005 to 15 Aug 2005)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF23 Corporate Finance Adviser (21 May 2004 to 20 Aug 2004)
    • CF22 Investment Adviser (Trainee) (13 Oct 2003 to 21 May 2004)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF23 Corporate Finance Adviser (12 Aug 2002 to 1 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.