Ascencia Investment Management Limited

Date authorised
1 April 2013
Companies House
05010380
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 3.06 ARRIVE@ Tomorrow Building
    Media City
    Salford Quays
    Salford
    Greater Manchester
    M50 2AB
    UNITED KINGDOM
    Phone
    +441618868000
    Web
    https://www.ascenciaim.co.uk

  • Complaints Contact

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +441618868000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katherine Emma Humphries

    IRN KEH01059

    • CF29 Significant management (11 Apr 2011 to 31 Jul 2011)
    • CF28 Systems and controls (11 Apr 2011 to 31 Jul 2011)
  • Katie Louise Salisbury

    IRN KLS01068

    • CF1 Director (18 Aug 2014 to 30 Sep 2017)
    • CF10a CASS Oversight function (13 Aug 2014 to 30 Sep 2017)
    • CF30 Customer (1 Jul 2014 to 30 Sep 2017)
    • CF11 Money Laundering Reporting (1 Jul 2014 to 30 Sep 2017)
    • CF28 Systems and controls (1 Jul 2014 to 30 Sep 2017)
    • CF10 Compliance Oversight (1 Jul 2014 to 30 Sep 2017)
  • Kay Louise Hawkins

    IRN KLH01050

    • CF11 Money Laundering Reporting (17 Dec 2004 to 1 Mar 2006)
    • CF13 Finance (17 Dec 2004 to 1 Mar 2006)
    • CF27 Investment Management (17 Dec 2004 to 1 Mar 2006)
    • CF1 Director (17 Dec 2004 to 1 Mar 2006)
  • Kieran Forsyth

    IRN KXF01245

    • CF30 Customer (23 Jul 2012 to 20 Feb 2013)
  • Laura Claire Ward

    IRN XLW01001

    • CF30 Customer (6 Jan 2014 to 29 Jan 2014)
  • Laura Claire Webb

    IRN LCW01042

    • CF30 Customer (8 Oct 2013 to 27 Dec 2013)
  • Lucy Alldritt

    IRN LXA01263

    • CF30 Customer (25 Mar 2012 to 1 Nov 2012)
  • Lucy Diane Bullough

    IRN LDB01054

    • CF30 Customer (4 Jan 2016 to 18 Dec 2017)
  • Mark Stuart Holt

    IRN MSH00026

    • SMF3 Executive Director (13 Dec 2019 to 10 Sep 2024)
  • Maximilian George Altbion Harper

    IRN MGH01139

    • CF30 Customer (5 May 2015 to 1 Jul 2015)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.