Katie Louise Salisbury

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascencia Investment Management Limited (no longer approved here)

    FRN 409409

    • CF1 Director (18 Aug 2014 to 30 Sep 2017)
    • CF10a CASS Oversight function (13 Aug 2014 to 30 Sep 2017)
    • CF10 Compliance Oversight (1 Jul 2014 to 30 Sep 2017)
    • CF11 Money Laundering Reporting (1 Jul 2014 to 30 Sep 2017)
    • CF28 Systems and controls (1 Jul 2014 to 30 Sep 2017)
    • CF30 Customer (1 Jul 2014 to 30 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.