Ascencia Investment Management Limited

• Principal Place of Business

  Suite 3.06 ARRIVE@ Tomorrow Building

  Media City

  Salford Quays

  Salford

  Greater Manchester

  M50 2AB

  UNITED KINGDOM

  Phone

  +441618868000

  Web

  https://www.ascenciaim.co.uk

• Complaints Contact

  Frenkel House

  15 Carolina Way

  Salford

  Greater Manchester

  M50 2ZY

  UNITED KINGDOM

  Phone

  +441618868000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mazvydas Rimkus

  IRN MXR02268

  • CF30 Customer (6 Oct 2014 to 1 Jul 2015)
• Melvyn William Thorpe Adderley

  IRN MWA01024

  • CF30 Customer (1 Nov 2007 to 15 Mar 2011)
  • CF28 Systems and controls (1 Nov 2007 to 15 Mar 2011)
  • CF27 Investment Management (27 Nov 2006 to 31 Oct 2007)
  • CF1 Director (27 Nov 2006 to 15 Mar 2011)
  • CF11 Money Laundering Reporting (12 Apr 2006 to 15 Mar 2011)
  • CF13 Finance (12 Apr 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Apr 2006 to 27 Nov 2006)
• Michael John Wall

  IRN MJW01554

  • CF10 Compliance Oversight (21 Jul 2011 to 1 May 2012)
  • CF11 Money Laundering Reporting (21 Jul 2011 to 1 May 2012)
  • CF3 Chief Executive (21 Jul 2011 to 22 Sep 2011)
  • CF28 Systems and controls (26 Apr 2011 to 1 Aug 2012)
  • CF30 Customer (26 Apr 2011 to 7 Jun 2013)
  • CF29 Significant management (26 Apr 2011 to 23 Sep 2011)
• Nicholas Brian Buckland

  IRN NBB01023

  • CF2 Non Executive Director (23 Mar 2011 to 22 Feb 2012)
• Nicholas Paul David Winks

  IRN NPW01074

  • CF30 Customer (1 May 2015 to 1 Jul 2015)
  • CF1 Director (1 May 2015 to 1 Jul 2015)
• Paul Martyn Hughes

  IRN PMH01108

  • CF2 Non Executive Director (19 Dec 2011 to 22 Feb 2012)
• Peter Ian Anderson

  IRN PIA01007

  • CF29 Significant management (9 Aug 2011 to 7 Aug 2012)
  • CF28 Systems and controls (9 Aug 2011 to 7 Aug 2012)
  • CF30 Customer (19 May 2011 to 7 Aug 2012)
• Philip Simon Cammerman

  IRN PSC01034

  • CF2 Non Executive Director (3 Nov 2014 to 1 Jul 2015)
• Philippa Jane Barton

  IRN PJB01515

  • CF30 Customer (10 Sep 2013 to 10 Sep 2013)
• Rebecca Louise Scouse

  IRN RLS01099

  • CF30 Customer (6 Jan 2014 to 7 Feb 2014)
  • CF28 Systems and controls (6 Jan 2014 to 7 Feb 2014)

No changes recorded yet.