Michael John Wall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascencia Investment Management Limited (no longer approved here)

    FRN 409409

    • CF10 Compliance Oversight (21 Jul 2011 to 1 May 2012)
    • CF11 Money Laundering Reporting (21 Jul 2011 to 1 May 2012)
    • CF3 Chief Executive (21 Jul 2011 to 22 Sep 2011)
    • CF28 Systems and controls (26 Apr 2011 to 1 Aug 2012)
    • CF29 Significant management (26 Apr 2011 to 23 Sep 2011)
    • CF30 Customer (26 Apr 2011 to 7 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.