Ascencia Investment Management Limited

Date authorised
1 April 2013
Companies House
05010380
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 3.06 ARRIVE@ Tomorrow Building
    Media City
    Salford Quays
    Salford
    Greater Manchester
    M50 2AB
    UNITED KINGDOM
    Phone
    +441618868000
    Web
    https://www.ascenciaim.co.uk

  • Complaints Contact

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +441618868000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rema Jean Bleik

    IRN RJB01555

    • CF1 Director (12 Aug 2014 to 17 Nov 2014)
    • CF30 Customer (12 Aug 2014 to 29 Dec 2014)
  • Reuben Leonard Berg

    IRN RLB01132

    • CF1 Director (11 May 2015 to 1 Jul 2015)
    • CF30 Customer (11 May 2015 to 1 Jul 2015)
  • Richard Cullen Fraser

    IRN RCF00007

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Oct 2015 to 8 Dec 2019)
    • CF3 Chief Executive (6 Oct 2015 to 8 Dec 2019)
  • Robert Graham Clive Misselbrook

    IRN RGM01057

    • CF30 Customer (16 Oct 2013 to 29 Apr 2014)
  • Robert Jon Seymour

    IRN RJS01202

    • CF30 Customer (1 Nov 2007 to 15 Mar 2011)
    • CF8 Apportionment and Oversight (18 Apr 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (18 Apr 2006 to 15 Mar 2011)
    • CF3 Chief Executive (18 Apr 2006 to 15 Mar 2011)
    • CF27 Investment Management (1 Jun 2005 to 31 Oct 2007)
    • CF1 Director (1 Jan 2005 to 15 Mar 2011)
    • CF21 Investment Adviser (1 Jan 2005 to 31 Oct 2007)
  • Robin John Edwards

    IRN RJE01141

    • CF28 Systems and controls (23 Aug 2012 to 7 Jun 2013)
    • CF30 Customer (23 Aug 2012 to 7 Jun 2013)
  • Robin Teverson

    IRN RXT01317

    • CF8 Apportionment and Oversight (1 Jan 2005 to 1 Apr 2006)
    • CF3 Chief Executive (1 Jan 2005 to 1 Apr 2006)
    • CF10 Compliance Oversight (1 Jan 2005 to 1 Apr 2006)
    • CF1 Director (1 Jan 2005 to 1 Apr 2006)
  • Samuel Tobias Bundy

    IRN STB01075

    • CF29 Significant management (25 Oct 2012 to 10 Apr 2013)
    • CF30 Customer (25 Oct 2012 to 10 Apr 2013)
    • CF28 Systems and controls (25 Oct 2012 to 1 Jul 2015)
  • Sergey Grechishkin

    IRN SXG01262

    • CF30 Customer (18 Jul 2014 to 1 Jul 2015)
  • Simon Callow

    IRN SRC01066

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 18 Jun 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (22 Dec 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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