Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascencia Investment Management Limited (no longer approved here)

    FRN 409409

    • CF30 Customer (1 Nov 2007 to 15 Mar 2011)
    • CF3 Chief Executive (18 Apr 2006 to 15 Mar 2011)
    • CF8 Apportionment and Oversight (18 Apr 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (18 Apr 2006 to 15 Mar 2011)
    • CF27 Investment Management (1 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jan 2005 to 31 Oct 2007)
    • CF1 Director (1 Jan 2005 to 15 Mar 2011)
  • RFC AMBRIAN LIMITED (no longer approved here)

    FRN 209819

    • CF21 Investment Adviser (12 Sep 2003 to 31 May 2004)
    • CF23 Corporate Finance Adviser (12 Sep 2003 to 31 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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