Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 15 Mar 2011)
- CF3 Chief Executive (18 Apr 2006 to 15 Mar 2011)
- CF8 Apportionment and Oversight (18 Apr 2006 to 31 Oct 2007)
- CF10 Compliance Oversight (18 Apr 2006 to 15 Mar 2011)
- CF27 Investment Management (1 Jun 2005 to 31 Oct 2007)
- CF21 Investment Adviser (1 Jan 2005 to 31 Oct 2007)
- CF1 Director (1 Jan 2005 to 15 Mar 2011)
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- CF21 Investment Adviser (12 Sep 2003 to 31 May 2004)
- CF23 Corporate Finance Adviser (12 Sep 2003 to 31 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.