Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Frenkel Topping Limited
FRN 145186
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (since 27 Oct 2016)
- CF3 Chief Executive (30 Nov 2017 to 8 Dec 2019)
- CF1 Director (AR) (16 Dec 2010 to 30 Nov 2015)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF11 Money Laundering Reporting (1 Apr 2005 to 21 Nov 2017)
- CF10 Compliance Oversight (1 Apr 2005 to 21 Nov 2017)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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Ascencia Investment Management Limited
FRN 409409
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF1 Director (6 Oct 2015 to 8 Dec 2019)
- CF3 Chief Executive (6 Oct 2015 to 8 Dec 2019)
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Aspire + Wealth Management Limited
FRN 914141
- (8)Employed By (since 1 Oct 2019)
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Forte Wealth Management Limited
FRN 796645
- (14)Employed By (since 18 Dec 2017)
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Frenkel Topping Associates Limited
FRN 759456
- (9)Employed By (since 27 Oct 2016)
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- Employed By (25 Jan 2023 to 28 Apr 2025)
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- Employed By (22 Jul 2022 to 28 Apr 2025)
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- Employed By (22 Oct 2021 to 10 Nov 2025)
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- Employed By (17 Jan 2020 to 11 Nov 2025)
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- Employed By (24 Oct 2019 to 9 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Frenkel Topping Associates Limited
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controlled function added: (9)Employed By at Frenkel Topping Associates Limited
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controlled function removed: Employed By at Forte Wealth Management Limited
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controlled function added: (14)Employed By at Forte Wealth Management Limited
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controlled function removed: Employed By at Aspire + Wealth Management Limited
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controlled function added: (8)Employed By at Aspire + Wealth Management Limited