Ascencia Investment Management Limited

Date authorised
1 April 2013
Companies House
05010380
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 3.06 ARRIVE@ Tomorrow Building
    Media City
    Salford Quays
    Salford
    Greater Manchester
    M50 2AB
    UNITED KINGDOM
    Phone
    +441618868000
    Web
    https://www.ascenciaim.co.uk

  • Complaints Contact

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +441618868000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Graham Bentley

    IRN SGB01133

    • SMF3 Executive Director (9 Dec 2019 to 9 Mar 2020)
    • CF1 Director (21 Aug 2017 to 8 Dec 2019)
    • CF28 Systems and controls (21 Aug 2017 to 8 Dec 2019)
  • Timothy Michael Jones

    IRN TMJ01021

    • CF2 Non Executive Director (24 Mar 2011 to 15 Oct 2012)
  • Tracey Atkinson

    IRN TXA77316

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Sep 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Dec 2019)
  • Victoria Louise Holroyd

    IRN VXB01061

    • CF30 Customer (1 Nov 2007 to 20 Mar 2009)
    • CF27 Investment Management (20 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Mar 2006 to 31 Oct 2007)
  • Yvic Nicholas Carr

    IRN YNC01000

    • CF1 Director (1 Apr 2013 to 13 Jun 2013)
    • CF28 Systems and controls (1 Apr 2013 to 13 Jun 2013)
    • CF30 Customer (10 Jun 2011 to 13 Jun 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.