Yvic Nicholas Carr

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oxford Investment Opportunity Network Limited (no longer approved here)
FRN 564525
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
Ascencia Investment Management Limited (no longer approved here)
FRN 409409
- CF1 Director (1 Apr 2013 to 13 Jun 2013)
- CF28 Systems and controls (1 Apr 2013 to 13 Jun 2013)
- CF30 Customer (10 Jun 2011 to 13 Jun 2013)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (3 Jul 2009 to 12 Jun 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.