Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascencia Investment Management Limited (no longer approved here)

    FRN 409409

    • CF1 Director (1 Jan 2005 to 1 Apr 2006)
    • CF10 Compliance Oversight (1 Jan 2005 to 1 Apr 2006)
    • CF3 Chief Executive (1 Jan 2005 to 1 Apr 2006)
    • CF8 Apportionment and Oversight (1 Jan 2005 to 1 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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