Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Frenkel Topping Limited
FRN 145186
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 17 Feb 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (since 20 Dec 2017)
- CF30 Customer (since 11 Feb 2011)
- CF1 Director (12 Feb 2016 to 8 Dec 2019)
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Aspire + Wealth Management Limited
FRN 914141
- (7)Employed By (since 1 Oct 2019)
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Forte Wealth Management Limited
FRN 796645
- (1)Employed By (since 18 Dec 2017)
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Frenkel Topping Associates Limited
FRN 759456
- (5)Employed By (since 21 Oct 2016)
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- Employed By (25 Nov 2023 to 28 Apr 2025)
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- Employed By (21 Jul 2023 to 15 Oct 2025)
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- Employed By (17 Mar 2023 to 28 Apr 2025)
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- Employed By (22 Jul 2022 to 24 Apr 2025)
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- (7)Employed By (20 Jan 2022 to 13 Apr 2026)
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- Employed By (22 Oct 2021 to 7 Nov 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ralli Financial Services Limited
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controlled function added: (7)Employed By at Ralli Financial Services Limited
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controlled function removed: Employed By at Frenkel Topping Associates Limited
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controlled function added: (5)Employed By at Frenkel Topping Associates Limited
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controlled function removed: Employed By at Forte Wealth Management Limited
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controlled function added: (1)Employed By at Forte Wealth Management Limited
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controlled function removed: Employed By at Aspire + Wealth Management Limited
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controlled function added: (7)Employed By at Aspire + Wealth Management Limited