Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (17 Jan 2020 to 11 Nov 2025)
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- SMF3 Executive Director (13 Dec 2019 to 10 Sep 2024)
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- Employed By (24 Oct 2019 to 9 Jun 2025)
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- Employed By (21 Dec 2017 to 13 May 2025)
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- Employed By (28 Oct 2012 to 7 Dec 2015)
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- CF30 Customer (14 Apr 2010 to 23 Dec 2010)
- CF1 Director (AR) (14 Apr 2010 to 23 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ralli Financial Services Limited
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controlled function added: (7)Employed By at Ralli Financial Services Limited
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controlled function removed: Employed By at Frenkel Topping Associates Limited
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controlled function added: (5)Employed By at Frenkel Topping Associates Limited
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controlled function removed: Employed By at Forte Wealth Management Limited
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controlled function added: (1)Employed By at Forte Wealth Management Limited
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controlled function removed: Employed By at Aspire + Wealth Management Limited
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controlled function added: (7)Employed By at Aspire + Wealth Management Limited