Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascencia Investment Management Limited (no longer approved here)

    FRN 409409

    • CF1 Director (21 Mar 2012 to 14 Dec 2013)
    • CF10 Compliance Oversight (21 Mar 2012 to 14 Dec 2013)
    • CF11 Money Laundering Reporting (21 Mar 2012 to 14 Dec 2013)
    • CF2 Non Executive Director (23 Mar 2011 to 21 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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