Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark James Murray

    IRN MJM01174

    • SMF3 Executive Director (9 Dec 2019 to 8 May 2025)
    • CF29 Significant management (1 Nov 2007 to 18 Apr 2016)
    • CF1 Director (13 Feb 2007 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (8 Sep 2003 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (29 Aug 2003 to 2 Sep 2003)
    • CF11 Money Laundering Reporting (2 Sep 2002 to 21 Jul 2003)
  • Mark James Wilson

    IRN MJW01232

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2025)
    • CF30 Customer (2 Sep 2014 to 8 Dec 2019)
  • Mark Peter Buckley

    IRN MPB01114

    • [FCA CF] Client dealing (since 21 Oct 2021)
  • Mark Peter Hozer

    IRN MPH01158

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2025)
    • CF30 Customer (28 Feb 2018 to 8 Dec 2019)
  • Mark Richard Niznik

    IRN MRN01021

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (22 Oct 2007 to 31 Oct 2007)
  • Mark Robert John Tyndall

    IRN MRT01035

    • CF30 Customer (1 Nov 2007 to 31 Dec 2015)
    • CF1 Director (2 Sep 2002 to 31 Dec 2015)
    • CF27 Investment Management (29 Aug 2002 to 31 Oct 2007)
  • Matthew Charles Beesley

    IRN BXM01262

    • SMF3 Executive Director (27 May 2020 to 31 Dec 2021)
  • Matthew Graham Stewart

    IRN MXS00053

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Feb 2024)
  • Matthew Lepine

    IRN MXL01185

    • [FCA CF] Client dealing (9 Dec 2019 to 21 May 2021)
    • CF21 Investment Adviser (1 Dec 2001 to 13 May 2002)
  • Matthew Wallin

    IRN MXW01050

    • [FCA CF] Significant management (since 23 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.